Publication 205, Electronic Verification System File Format and Coding Changes, Revision

In anticipation of the implementation this spring of new rates, fees, and mail classifications for parcel mail resulting from the omnibus rate case filing made by the Postal Service™ on May 3, 2006, and designated by the Postal Rate Commission as Docket No. R2006-1, the Postal Service is making available advance revisions to Appendix A and Appendix G of Publication 205, Electronic Verification System Technical Guide.

Appendix A, eVS Electronic File Layout, and Appendix G, Service Type Codes and Rate Ingredient Tables, together contain the critical components needed to pre­pare for participation in the Electronic Verification System (eVS) after the implementation of the new rates.

This article contains a synopsis of the changes to Appendix A and Appendix G.

File Format and Revised Coding

Only two changes will be made to the file format as shown in Appendix A. First, provisions will be made in the file format to accommodate the new dimensional weight calculations necessary for Priority Mail® service. Second, a new postal routing barcode indicator field will be made in Detail Record 1, record position 199.

The coding revisions are based on the rate case filing and reflect required new codes for subclasses of parcel mail, parcel processing categories, parcel rates, and postal routing barcodes, as well as codes for surcharges, dis­counts, and extra services that apply to parcels supported by eVS. The coding revisions appear in Appendix G and also appear in the appropriate description sections in Appendix A.

New Parcel Products and Availability

The long-term eVS vision is to include all parcel prod­ucts. The new and expanded coding in this revision reflects nearly all domestic parcel classes, subclasses, and rate categories, as well as additional extra services, discounts, and surcharges. Currently, eVS supports Parcel Select®, Parcel Post®, Bound Printed Matter, Media Mail®, and Regular Standard Mail® services, and it will continue sup­porting those parcel products upon implementation of the new rates.

Additional combinations, as shown in Table 10 in Appendix G, will be supported after the implementation of the new rates, with these additional conditions:

  • First-Class Mail® and Priority Mail. These subclasses will be available on a test basis tentatively beginning on July 1, 2007, and only initially for currently autho­rized eVS mailers. Mailers who are currently not authorized to use eVS for manifesting parcels will need to meet the requirements in Publication 205 in order to mail under eVS.
  • Not Flat-Machinable Standard Mail. This rate cate­gory will be available initially only for currently autho­rized eVS mailers who can meet the required sortation and barcoding standards. Mailers who are currently not authorized to use eVS for manifesting parcels will need to meet the requirements in Publi­cation 205 in order to mail under eVS.
  • Nonprofit Standard Mail. This subclass will be avail­able only for authorized Nonprofit Standard Mail mailers or mailings prepared by their agents, which could include eVS mailers or eVS consolidators. These mailings must meet all applicable standards for Nonprofit Standard Mail in Mailing Standards of the United States Postal Service, Domestic Mail Manual (DMM®) 703.
  • Library Mail. This subclass will be available only for authorized eVS mailers who meet the content criteria and sender and/or addressee criteria in DMM 483 for Library Mail.

Carrier route mail will not be available for eVS mailers upon the implementation of new rates. eVS will be expanded at a future date to include Standard Mail Enhanced Carrier Route, Standard Mail Nonprofit Enhanced Carrier Route, and Bound Printed Matter Carrier Route rates.

Effective Date

These revisions will take effect the same day that the new rates, fees, and classifications will take effect with the implementation of R2006-1.

If there will be any further changes to either the file for­mat or to the coding, we will announce them through arti­cles published in the Postal Bulletin.

Mailers and software vendors are advised to begin mak­ing required software and system changes now and test those changes as soon as possible.

Appendix A, eVS Electronic File Layout

Appendix A contains the file layout for the Header Record, Detail Record 1, and Detail Record 2 of the elec­tronic manifest file. Detail Record 2 is currently not avail­able for eVS mailings. In the revised Appendix A, all changes to the file layout are displayed with bold under­lined type. The following table further describes the changes.

 

File Name

Record Positions

Field Name

Revision and Comment

Header

075–077

USPS Electronic File Version Number

Change: Electronic file version number will change from 1.3 to 1.4.

New Rates. All Header Records submitted with the new rates and fees for rate case R2006-1 must use the new electronic file version number 1.4, to be displayed as the 3-digit numeric code 014.

The Product Tracking System (PTS) will not be able to accept files with the new rates with version number 1.4 until the implementation date of the new rates. Version number 1.4 files received before the implementation date will be rejected, and the eVS mailer will need to resubmit the files on the implementation date.

Old Rates. The Product Tracking System (PTS) will process files with the old rates with file version number 1.3 up to 30 days after the date of rate implementation if those files use the old layout and old coding.

This 30-day period will allow the Postal Service to handle files for mailings at the old rates presented before the implementation date of new rates but received after that date because of processing errors or other technical difficulties.

These files will be handled manually and postage from these files entered as adjustments to the mailer’s postage payment account because eVS will not be able to generate postage statements with the old rates beginning on the implementation date of the new rates.

Detail 1

003–004

Class of Mail

Change: The code “SA” is redesignated as Standard Mail Regular; three new Standard Mail codes will be added:

Enhanced Carrier Route and Nonprofit Enhanced Carrier Route parcel mail will not be available for eVS mailers upon the implementation of new rates. eVS will be expanded at a future date to include these subclasses.

Detail 1

038–044

Postage

Revision: Postage amount will no longer include discounts; discounts will need to be displayed in record positions 163–169.

Discounts should be considered as negative numbers when calculating total postage and fees; surcharges should be considered as positive numbers.

Complete postage and fees calculation would include the following record positions:

  • 038–044 = Postage Amount
  • 082–086 = Fee for 1st Extra Service
  • 089–093 = Fee for 2nd Extra Service
  • 096–100 = Fee for 3rd Extra Service
  • 163–169 = Discount or Surcharge Amount
  • 174–180 = Nonincidental Enclosure Postage

Detail 1

045

Unit of Measure

Change: All weights will be required to be expressed in pounds, even weights for Standard Mail and First-Class Mail.

The required code for unit of measure is “1” for pound weight.

Detail 1

046–054

Weight

Change: Physical weight, not rate weight, will be used.

Using physical weights ensures data integrity for mailer and the USPS. This information is needed for developing production and transportation costs and for assuring material handling safety. Accurate weights are critical to the USPS for developing costs related to each mail class and rate category.

For parcel mail, use of rate weights can exaggerate the true physical weight of a mailing. For example, Parcel Post is charged at 1-pound increments. In other words, a parcel weighing 0.5000 pound is charged as though it weighed 1.000 pound.

If a mailer has two parcels, each weighing 0.5000 pound but records each as 1.0000 pound in the manifest for calculating the correct postage, the total weight would appear to be 2 pounds, when in fact the total physical weight is only 1 pound for the two parcels.

When this is compounded by a large number of parcels, the implication of using rate weights can become significant.

Detail 1

055

Processing Category

Change: Current processing categories 3, 4, and 5 will include subclass application; new processing category codes 6, 7, 8, and 9 will be added.

Each mail processing category shows the subclasses to which it could apply. The processing category “irregular,” for example, can apply to Standard Mail, Bound Printed Matter, Media Mail, and Library Mail.

The new processing categories 6 and 7 will be used only for Standard Mail Not Flat-Machinable parcels. Processing category 6 will refer to parcels weighing less than 6 ounces; processing category 7 will refer to parcels weighing 6 ounces or more. This distinction will be required because barcoding and sortation standards will differ by this weight break. Parcels weighing less than 6 ounces can be barcoded using either a POSTNET barcode or a UCC/EAN 128 Code barcode; parcels weighing more than 6 ounces may use only the UCC/EAN 128 Code barcode.

Processing category 8 will be reserved.

Processing category 9 will be used for Priority Mail, which traditionally has not had parcels classified by processing categories.

Detail 1

056

Destination Rate Indicator

Change: The destination rate indicators “T” (for Intra-BMC Parcel Post) and “E” (for Inter-BMC Parcel Post) will be eliminated.

Destination rate indicators will be used only to identify those classes, subclasses, or rate categories that receive either a discount or a reduced rate if the mailer transports the mail to the indicated destination facility. Standard Mail and Bound Printed Matter are eligible for destination entry discounts; Parcel Select is eligible for destination rates.

The destination rate indicators, corresponding to facility type, will be “B” for destination bulk mail center (including auxiliary service facilities (ASFs)), “S” for sectional center facility (generally a large processing facility); and “D” for destination delivery unit (such as a station, branch, or small post office).

The designation “N” is used for two situations:

  1. (1) The rate structure for the subclass or rate category does not include destination entry rates or discounts. The rate structures for First-Class Mail, Priority Mail, Intra-BMC Parcel Post, Inter-BMC Parcel Post, Media Mail, and Library Mail do not include entry rates or discounts. The code “N” is always used for these classes, subclasses, and rate categories.
  2. (2) The rate structure for the subclass includes destination entry discounts as well as non-entry presorted rates or single-piece rates for mail deposited at origin. The rate structure for Standard Mail includes non-entry presorted rates; the rate structure for Bound Printed Matter includes non-entry presorted and single-piece rates. “N” is used in those cases.

Detail 1

057–058

Rate Indicator

Change: All 27 rate indicators used for any rate combination in eVS will be new.

For this complete revision of coding, the 27 rate indicators, with a few exceptions for Parcel Post, will no longer contain class-specific information.

Barcoding information will not be included in the rate indicator; it will be the sixth “rate ingredient” for eVS and will be shown in record position 199.

Detail 1

101–105

Length

Change: New field (field composed of positions 101 and 102, formerly used for “Extra Service Code 4th Service”; and positions 103, 104, and 105, formerly used for the first three positions of “Fee for 4th Extra Service”).

In response to the new requirements for dimensional weight calculations for certain Priority Mail parcels destined for zones 5, 6, 7, or 8, a new 5-position field will be added for recording the rounded length of the parcel. Positions 104 and 105 represent decimal places 1 and 2.

Detail 1

106–110

Width (Girth)

Change: New field (field composed of positions 106 and 107, formerly used for the last two positions of “Fee for 4th Extra Service”; positions 108 and 109, formerly used for the two positions of “Extra Service Code 5th Service”; and position 110, formerly used for the first position of “Fee for 5th Extra Service”).

In response to the new requirements for dimensional weight calculations for certain Priority Mail parcels destined for zones 5, 6, 7, or 8, a new 5-position field will be added for recording the rounded width of the parcel. Positions 109 and 110 represent decimal places 1 and 2.

In anticipation of future changes, this field has also been designated as the “girth” field for parcels that are measured by length and girth to determine specific rate categories or eligibility for mailing.

Detail 1

111–115

Height

Change: New field (field composed of positions 111, 112, 113, and 114, formerly used for the last four positions of “Fee for 5th Extra Service”; and position 115, formerly used for the first position of “Extra Service Code 6th”).

In response to the new requirements for dimensional weight calculations for certain Priority Mail parcels destined for zones 5, 6, 7, or 8, a new 5-position field will be added for recording the rounded height of the parcel. Positions 114 and 115 represent decimal places 1 and 2.

Detail 1

116–121

Dimensional Weight

Change: New field (field composed of positions 116, formerly used for the last position of “Extra Service Code 6th Service”; and position 117, 118, 119, 120, and 121, formerly used for all five positions of “Fee for 6th Extra Service”).

In response to the new requirements for dimensional weight calculations for certain Priority Mail parcels destined for zones 5, 6, 7, or 8, a new 6-position field will be added for recording the rounded weight (dimensional weight) of the parcel. Positions 120 and 121 represent decimal places 1 and 2.

Detail 1

161–162

Discount or Surcharge Type

Change: Modified field to allow three new codes for surcharges and nine new codes for discounts.

Surcharges. The three new surcharges will reflect changes for First-Class Mail and Standard Mail only. The residual-shape surcharge for Standard Mail will be eliminated.

The three new surcharges will be indicated with the prefix “N” followed by a single digit. N1 is a nonmachinable or nonbarcoded parcel surcharge that will apply to First-Class Mail only; N2 is a nonbarcoded parcel surcharge that will apply to Standard Mail only; and N3 will be a fee for the use of detached address labels for Standard Mail Enhanced Carrier Route and Nonprofit Enhanced Carrier Route.

Discounts. The nine new discounts will reflect changes for Packages Services, including a machinable parcel barcode discount, OBMC presort discount, Presort BMC discount, and discounts when special handling is applied to certain nonmachinable parcel mail for which a surcharge is included in the rate tables.

Detail 1

163–169

Discount or Surcharge Amount

Change: Expand the decimal field to three positions for future fractional cents.

Detail 1

170–171

Nonincidental Enclosure Rate Indicator

Change: Restriction of valid rate indicators.

Rate indicators will be valid in any combination with the class of mail code in record positions 172 and 173.

Detail 1

172–173

Nonincidental Enclosure Class of Mail

Change: Restriction of class of mail codes.

Only codes for First-Class Mail (“FC”) and Regular Standard Mail (“SA”) will be permitted in this field.

Detail 1

199

Postal Routing Barcode

Change: New field (formerly the first position of the filler field, made up of positions 199 and 200).

In response to the new barcoding requirements, this 1-character position will be used to record whether the parcel bears a barcode representing the destination 5-digit ZIP Code (usually referred to as a postal routing barcode for parcel mail).

Detail 1

200

Filler

Change: New field size (formerly the second position of the filer field, made up of positions 199 and 200).


 

Appendix G, eVS Electronic File Layout

The following major changes are being made to eVS coding as shown in the revised Appendix G.

  • Table 1, Service Type Codes. All combinations with Delivery Confirmation™ and Signature Confirmation™ service will appear by subclass of mail, along with the addition of Service Type Codes for COD (Collect on Delivery).
  • Table 2, Class of Mail. New codes will be added for Standard Mail Nonprofit, Standard Mail Enhanced Carrier Route, and Standard Mail Nonprofit Enhanced Carrier Route.
  • Table 3, Processing Category and Shape Indicator. Four new categories will be added: 6, for Not Flat-Machinable (less than 6 ounces); 7, for Not Flat-Machinable (6 ounces or more); 8 (reserved); and 9, for Priority Mail service.
  • Table 4, Destination Rate Indicator. Codes “T” for Intra-BMC Parcel Post and “E” for Inter-BMC Parcel Post will be eliminated.
  • Table 5, Rate Indicator. All new codes will be added for the new rate categories reflected in the R2006-1 rate case.
  • Table 6, Zone. No changes will be made to the codes for zones.
  • Table 7, Postal Routing Barcode. A set of new codes will be introduced with this table for the requirement to indicate the presence or absence of a postal rout­ing barcode for parcel mail.
  • Table 8, Discount and Surcharge Type. A set of new codes will be introduced with this table to indicate discounts or surcharges used with certain parcel subclasses. The residual-shape surcharge and its code for Standard Mail service will be eliminated. Discounts will be indicated with the prefix “D,” and surcharges will be indicated with the prefix “N.”
  • Table 9, Extra Services. Extra service codes for Certified Mail™, special handling, and bulk insurance will be added.
  • Table 10, eVS Valid Rate Ingredient Combinations. All possible combinations of the six rate ingredients along with the equivalent rate (including barcoding discounts or barcoding or nonmachinability sur­charges) will appear in this table.
  • Table 11, Coding Key. All codes and their corre­sponding name will appear in this table.

The advance revisions are available on the Postal Service Internet:

  • Go to usps.com.
  • Click on All Products & Services, then Publications, then Postal Periodicals and Publications, then Publi­cations, and then on the links for Publication 205.

They are also available on the Postal Service PolicyNet Web site:

(The direct URL for the Postal Service PolicyNet Web site is http://blue.usps.gov/cpim.)

Note: The Web sites have links to both the current edition of Publication 205 as well as the advance revisions to Appendix A and Appendix G.

A mailer can obtain electronic copies of the advance revisions to Appendix A and Appendix G by sending an e-mail request to eVS@usps.gov.